Chapter 13 – Internet Assignment 1 - Review the SEC complaint about Enron executives from the links provided in the case
Draft a 2-page response to the following:
1. Begin at paragraph 59 – “False and Misleading Representations to Investing Public” answer the following questions
The SEC Complaint accuses the defendants of disseminating false and misleading statements through which seven forums? Be sure to list them and the dates
How many separate incidents does the SEC identify with Causey, Skilling and Lay making false or misleading statements? Be sure to list them and the dates
2. Using the SEC archive Edgar link found in Week 7 folder
Look at the last false and misleading form listed:
Form 8-K dated November 8, XXXXXXXXXXNote: Form 8-K is filed and reports at the end of any month significant events that have occurred that are of public interest).
Summarize these events reflected by the six bullet points at the beginning of the document.
http://www.sec.gov/litigation/complaints/comp18776.pdf
http://www.sec.gov/Archives/edgar/data/1024401/ XXXXXXXXXX/h91831e8-k.txt
https://youtu.be/TCpZUDIquQw
Document Preview: Chapter 13 – Internet Assignment 1 - Review the SEC complaint about Enron executives from the links provided in the case
Draft a 2-page response to the following:
1. Begin at paragraph 59 – “False and Misleading Representations to Investing Public” answer the following questions
The SEC Complaint accuses the defendants of disseminating false and misleading statements through which seven forums? Be sure to list them and the dates
How many separate incidents does the SEC identify with Causey, Skilling and Lay making false or misleading statements? Be sure to list them and the dates
2. Using the SEC archive Edgar link found in Week 7 folder
Look at the last false and misleading form listed:
Form 8-K dated November 8, XXXXXXXXXXNote: Form 8-K is filed and reports at the end of any month significant events that have occurred that are of public interest).
Summarize these events reflected by the six bullet points at the beginning of the document.
HYPERLINK "http://www.sec.gov/litigation/complaints/comp18776.pdf" http://www.sec.gov/litigation/complaints/comp18776.pdf
HYPERLINK "http://www.sec.gov/Archives/edgar/data/1024401/ XXXXXXXXXX/h91831e8-k.txt" http://www.sec.gov/Archives/edgar/data/1024401/ XXXXXXXXXX/h91831e8-k.txt
https://youtu.be/TCpZUDIquQw