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Auditing and Assurance Research Assignment - Major Audit Risk Areas Your Mission FBU Fletcher Building Ltd Materials Your selected company from the ASX200 is Code Company Sector FBU Fletcher Building...

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Auditing and Assurance
Research Assignment - Major Audit Risk Areas
Your Mission
    FBU
    Fletcher Building Ltd
    Materials
Your selected company from the ASX200 is
    Code
    Company
    Secto
    FBU
    Fletcher Building Ltd
    Materials
Fletcher Building Limited is a New Zealand-based public listed company, deriving revenue from the manufacture and distribution of building products, and the provision of construction services. The company employs over 16,000 people, operates in New Zealand, Australia and the South Pacific, and is administered from its head office in Auckland
I DO NOT want you to discuss the theory of audit risk (inherent risk, control risk and detection risk)
You will identify the major audit risk areas (at least 2) for your selected company.
12
For each audit risk, your assignment should:
•
explain the potential impact of the audit risk on the company’s financial statements and
•
detail the auditing procedures to verify the account balances impacted by the risk
Note: While you can do background research etc. you shouldn’t start writing this assignment until after week 3. By this time you should have a better understanding of what auditing is based on what you have learnt from the lectures and text (and other) reading
esearch.
In doing this assignment you should use the concepts you have learnt from this subject and your own research.
Important: you are the independent or external auditors of the company and your ‘job’ is to express an opinion on the truth and fairness of the accounts.
Some business risks are material and relevant to the external audit but others e.g. shoplifting in a retail environment whilst important (to the business) would not be material from an external audit perspective.
Remember to link the risks back to the account balances you are expressing an opinion on.
Full details including assignment length (12 pages) is on the unit’s Moodle site.
For the assignment please assure a thorough edit and spell check using English (Australian). Minor e
ors, typographical mistakes and poor spelling detract from the quality of any report will be penalized.
Structure and citation of sourced work with references are to comply with scholarly conventions. Harvard system is prefe
ed.
Research not just restating theory
Note: The assignment involves a great deal of research and requires you to demonstrate a high level of the associated research skills.
Students are expected to conduct extensive research in completing this assignment and to clearly display the results of their research in the presentation of their paper.
Students should not just restate theory from auditing textbooks.
Instructions / Rules
1. The report should have appropriate headings and subheadings.
2. In your report include references to other websites and articles.
3. Ensure you have an appropriate Executive Summary.
4. This work should be in one document such as Microsoft Word. This assignment should be typed using Times New Roman font size 12, single spacing with appropriate headings and attention to spelling and grammar. The report should not exceed fifteen (12) pages (excluding the list of references).
5. You should read additional material which should be included your sources in a list of references at the end of your assignment.
· Normal University referencing rules apply.
· Students should use the Harvard (Author-Date) Style because it is the common style used in the Auditing and Professional Practice discipline.
6. You are able to use any e.g. graphics you want. Feel free to be creative.
7. Whilst the assignment should follow academic standards in relation to non-plagiarism, recognition of sources etc.; the report presented should be of a professional (business) standard in terms of content and layout. It should include:
· A Table of Contents
· An Executive Summary
· Appropriate use of headings, sub headings etc.
· Single spacing and no ‘widows and orphans’ (paragraphs that go over a page)
Please find the following 2 figures as a guide to create your own table of contents
Page 8 of 8
Answered Same Day Oct 05, 2021

Solution

Angel K answered on Oct 08 2021
147 Votes
AUDITING AND ASSURANCE
FLETCHER BUILDING LTD MINERALS
AUDIT RISK AND AUDIT PROCEDURES
1. EXECUTIVE SUMMARY
This report intends to provide a conceptual knowledge of the related audit risk of the company and its impact on the items of financial statements. In the detailed research major audit risk areas are identified, the main motive of the report is to find out the risk and the potential effects and the audit procedures required in verifying different account balances. Analyzing the information’s gained from both the internal and external sources including articles and journals related to the company a detailing is exhibited in this report. A mapping of this information’s in to the risk areas and procedures and internal control required has been done throughout the project. Lastly the report concludes by stating the required changes and modifications in the internal control of the company and appropriate recommendations have been provided.
TABLE OF CONTENTS
1. Executive Summary
2. Introduction
A) Operations
B) Competitors And Market Share
C) Regulations And Policies
3. Analysis Of Risks
4. Methodology
A) Review Of Relevant Documentation
B) Data Analysis
5. Statement Of Assurance
Findings and Recommendations
6. Discontinued Operations
7. Continuing Operations
A) Potential Impact On The Company’s Financial Statements
i) Impact On Sales
ii) Impact On Expense
iii) Impact On Assets
B) Auditing Procedures To Verify Account Balances
i) Audit Procedures On Sales Revenue
ii) Audit Procedures On Expense
iii) Audit Procedures On Inventory
8. Internal Control
9. Conclusion
10. References
2. INTRODUCTION
Fletcher Building limited is New Zealand’s one of the largest public limited companies. It has a market capitalization of over NZ$2.8 billion. Its main area of activity includes building products and construction services. The company follows strict policies in its internal control which makes it as the one of the best and profitable company of the country. Even though the controls are strong it is vulnerable to inherent risk that may exist in it internally. An auditor of the company would only be able to provide a reasonable assurance on the fairness of its financials as there exist chances of hidden material misstatements. This challenges the auditor by giving an audit risk. Some of the major audit risk areas are identified in these projects and its related audit procedures are also discussed thereon.
A) Operation
Fletcher Building operates in a service sector industry and has main operating activities as manufacturing, distributing and selling materials for the building industry. It includes wood-fiber based products cement and aggregates, plaste
oard, laminates and aluminum extrusions. The company’s operations are focused in Australia and New Zealand. The company has around 20,000 people employed globally and it has 34 business units operating under the company’s banner. The company operates in six divisions namely, building products, distribution, concrete, construction, residential and development. The company’s operations has been hit badly by the pandemic and about 10 percent of the company’s workforce has been laid off to with stand in this business environment.
B) Competitors And Market Share
Fletcher Building operates as one of the largest service sector industry in its construction services. The company faces a good level of healthy competition from some of the largest companies such as US LBM holdings, Wolseley, Brickworks, Norandex, CRH and Pacific Coast Building Products. The company has a good market share in the industry.
But when analyzing the share prices the company has got a lower P/E ratio of 16.11 when compared to the average P/E ratio of 17.7 of the companies operating in the same industry. But it should be given a due consideration that the bank debts and loans are not given an account in calculation of this ratio, hence it cannot be considered an absolute indicator of the market share of the industry and to assess the demand for the company’s share in the market.
C) Regulations And Policies
As the company operates in a number of different business sectors and in different countries it is subject to many regulations and policies of the local government, international bodies and the companies structured policies. The regulations are complex and subject to change and it may affect the operations of the group. As the group’s main area of activity is production and manufacturing of structures and building products it has to meet the local and international standards and regulations. As the business operates in diverse areas it has also meet with environmental regulations for its smooth functioning and sustainability. The failure of the group to meet with these regulations and policies may end up in imposition penalties and reputational damages.
3. ANALYSIS OF RISKS
The process of identifying and analyzing the potential issues that could negatively impact key business initiatives and projects can be termed as risk analysis. These analyses are conducted for helping the organization and the auditor to identify the risk and to mitigate the risk. It cannot be avoided or nullified; instead measures could be taken or be prepared to face the risk.Based on the evaluation of the transactions involved, recording of transaction, book keeping and the level of internal control the auditor has to analyze the level of risk involved in the audit of the entity. Even though the accounts and financials could be properly tallied there always a chance of material misstatement in the financials are intentional e
ors could be concealed easily and cannot be found out by mere audit procedures.
For detailed analysis of the possibilities of risk an auditor should plan the audit in such a manner that rather than random sampling a larger part of the population should be given due consideration in the vouching and verification processes. A possibility of sampling risk and failure of automated environments should also be considered while assessing the risk and fixing audit materiality.
4. METHEDOLOGY
A specific procedure or technique used by the audit team to identify select, process and analyze the company’s financial information is known as audit methodology. The methodology always matters in the identification of misstatement and the reduction of risk to...
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