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Advanced Financial Accounting Individual Assignment Due date: Monday Assessment Task Part A (10 Marks) In addition, to other relevant articles, for assessment task part A, please read the following...

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Advanced Financial Accounting
Individual Assignment
Due date: Monday
Assessment Task Part A (10 Marks)
In addition, to other relevant articles, for assessment task part A, please read the following
article written by Paul M. Healy and Krishna G. Palepu, the fall of Enron case study by Paul
M. Healy and Krishna G and write a report that addresses the following issues:
The Article is on Bb.
a) Define and explain mark-to-market accounting approach and give examples where
Enron’s management / accountants perhaps misused this approach to portray a rosy
picture of its performance / profitability?
) What are special purpose entities and how Enron’s management used them to fund
contracts or achieve financial reporting objectives?
c) Enron’s top management enjoyed high compensation/ remuneration including stock
options, what was the main purpose of the stock options compensation scheme
provided to top management. Your explanation, discussion and argument should
principally be based on the assumption of the agency theory.
Assessment Task Part B (10 Marks)
Describe and analyse the different ways that the five elements of financial elements, as defined
in the International FRS conceptual framework, can be measured by listed companies. You are
not constrained in this analysis to any one country or set of national accounting standards. Of
course Australia is under International Financial Reporting Standards but your research could
identify examples of companies operating under U.S. GAAP or some other
egulations/guidelines that illustrate what you want to discuss. In completing this assignment,
you are required to:

Required:

a) Quote examples of measurement methodologies from company’s annual reports and
clearly reference your sources.
) In explaining how a company has measured an element, explain how the measurement
method provided decision-useful information and what you understand decision-useful
information to be.
c) Provide a critical analysis of the techniques the selected company has used and why a
technique deployed may be more useful or practical than another method.
As an example, two (2) techniques have been appended that show how bond liabilities and
interest expense are reported and measured in Australia and the USA. The first technique is
called The Effective Interest Method and the other is called the Straight Line Method. The
Effective Interest Method is permitted under both IFRS and US GAAP. The Straight Line
method is only permitted under US GAAP. If you were writing on example on bond liabilities
you could get into a discussion on these different techniques and whether one provides more
decision useful information than the other. Or you may conclude that neither technique is very
satisfactory and the bond liability should be reported in the balance sheet at market value
ecause if the company wanted to redeem the debt by buying back the securities in the open
market it would have to pay fair value (and that would be based on a cu
ent trading price for
the bond).
Answered Same Day Jan 22, 2021

Solution

Pallavi answered on Jan 27 2021
141 Votes
Part A
a) Under mark to market approach for accounting, all the assets and liabilities are revalued to their cu
ent market price (fair value). Any increase/decrease in net value is adjusted from profits. At the end of a financial year, the company’s assets and liabilities should appear in the balance sheet at their cu
ent market value. Mark-to-market approach provides a realistic view of company’s financial position. However, it is not suitable when the valuation based on cu
ent market price/fair value does not accurately reflect an asset’s true value. Although, this is a legal approach and is accepted worldwide also, but it can be used as a tool for manipulation in certain cases.
Enron was previously using the Traditional cost accounting method for the purposes of its accounting. However, under the management of Jeff Skilling, Enron moved to Mark-to market approach for accounting, which was approved by SEC in 1992. This is how Enron used this to manipulate its accounts.
Once a big contract would be signed, it would immediately recognize the present value of cumulative future cash inflows under contract as its Revenues and would similarly recognize the present value of expected future cash outflows to be made for contract as its Expenses. It did so, even when there was no certainty or assurance about the future viability of those contracts. But the amounts recorded as profits were not Real profits, but just some fake numbers.
Examples where Enron used the Mark-to-market approach to portray a rosy picture of its profits
· Deal with BlockBuster video
Enron signed a 20 year old contract with Blockbuster video in July 2002. Under the agreement, Enron was to supply entertainment to multiple U.S. cities. It created some pilot projects for the same and just after these were set-up, Enron recognized estimated future earnings of more than $110 million related to the contract with Blockbuster, following the mark-to-market approach for accounting. However, there were many questions whether the technology used would be able to work successfully in future and also on the future market demand.
· Deal with Indianapolis company Eli Lilly
Enron entered into a 15 year agreement with Eli Lilly, which was a company based in Indiana. Under the contract, Enron was to supply electricity to this company .Enron recognized revenue of more than half a billion U.S. dollars as estimated future profits on this contract. However, Indiana had not yet de-regulated electricity, and it was highly doubtful that these profits would actually be made in future. In such a situation Enron should have considered this factor before recognizing the estimated future profits in its books of accounts but it did not.
This is how Enron misused this approach to display a rosy picture of its performance/profitability by recording estimated future profits on long term contracts, under the cover of mark-to-market approach, when in fact the numbers recorded by it were just ” imaginary dream numbers”.
) Special purpose Entities were shell firms created by Enron, these entities did not have a business purpose of their own but were formed with the intention to act as a cover to hide huge losses and liabilities of Enron.
Enron acted as the sponsor but the entities were funded by equity from outside investors and debt from financial institutions. Enron would contribute hard assets and related debt to a Special Purpose Entity and would acquire an interest in the entity in exchange. Enron used these entities to get more capital or hedge its risks. These entities were used to purchase forward contracts with gas producers to supply gas to utilities under long term fixed contracts. This is how it used Special purpose Entities to fund contracts.
Enron also used these entities to achieve financial reporting objectives. As per the financial reporting rules, a sponsor will be considered as separate from the entity, only if an independent third-party holds at least 3% of the special Purpose Entity’s total combined capital. Also, the outside investor should have a...
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