Adaptive Designs for Clinical Trials of Drugs and Biologics
Adaptive Designs for
Clinical Trials of Drugs
and Biologics
Guidance for Industry
U.S. Department of Health and Human Services
Food and Drug Administration
Center for Drug Evaluation and Research (CDER)
Center for Biologics Evaluation and Research (CBER)
November 2019
Biostatistics
Adaptive Designs for
Clinical Trials of Drugs
and Biologics
Guidance for Industry
Additional copies are available from:
Office of Communications, Division of Drug Information
Center for Drug Evaluation and Research
Food and Drug Administration
10001 New Hampshire Ave., Hillandale Bldg., 4th Floor
Silver Spring, MD XXXXXXXXXX
Phone: XXXXXXXXXXor XXXXXXXXXX; Fax: XXXXXXXXXX
Email: XXXXXXXXXX
https:
www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm
and/or
Office of Communication, Outreach and Development
Center for Biologics Evaluation and Research
Food and Drug Administration
10903 New Hampshire Ave., Bldg. 71, Room 3128
Silver Spring, MD XXXXXXXXXX
Phone: XXXXXXXXXXor XXXXXXXXXX
Email: XXXXXXXXXX
https:
www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics
iologics-guidances
U.S. Department of Health and Human Services
Food and Drug Administration
Center for Drug Evaluation and Research (CDER)
Center for Biologics Evaluation and Research (CBER)
November 2019
Biostatistics
https:
www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm
Contains Nonbinding Recommendations
TABLE OF CONTENTS
I. INTRODUCTION AND SCOPE ................................................................. XXXXXXXXXX1
II. DESCRIPTION OF AND MOTIVATION FOR ADAPTIVE DESIGNS XXXXXXXXXX2
A. Definition ..................................................................................................................... XXXXXXXXXX2
B. Important Concepts .................................................................................................... XXXXXXXXXX2
C. Motivation and Examples........................................................................................... XXXXXXXXXX3
D. Limitations ................................................................................................................... XXXXXXXXXX6
E. Choosing to Adapt ...................................................................................................... XXXXXXXXXX6
III. PRINCIPLES FOR ADAPTIVE DESIGNS ............................................... XXXXXXXXXX7
A. Controlling the Chance of E
oneous Conclusions .................................................. XXXXXXXXXX7
B. Estimating Treatment Effects .................................................................................... XXXXXXXXXX8
C. Trial Planning ............................................................................................................. XXXXXXXXXX8
D. Maintaining Trial Conduct and Integrity ................................................................. XXXXXXXXXX9
IV. ADAPTIVE DESIGNS BASED ON NON-COMPARATIVE DATA..... XXXXXXXXXX10
V. ADAPTIVE DESIGNS BASED ON COMPARATIVE DATA ............... XXXXXXXXXX10
A. Group Sequential Designs ........................................................................................ XXXXXXXXXX11
B. Adaptations to the Sample Size ............................................................................... XXXXXXXXXX13
C. Adaptations to the Patient Population (e.g., Adaptive Enrichment) .................... XXXXXXXXXX14
D. Adaptations to Treatment Arm Selection .........................................